Facial Action Coding System (FACS) – Cheat Sheet

collage of closeups of woman making facial expressions

The FACS Cheat Sheet is a visual guide for the Facial Action Coding System (FACS) and beyond. Here you will find FACS-based action unit (AU) references and the facial muscles they map to. You will also find references and descriptions for anatomically-based facial movements that do not exist in FACS; these additional breakdowns serve to supplement areas where FACS is deficient.

FACS Action Unit References

FOREHEAD AREA & EARS

AU1 - inner brow raiser

frontalis muscle (the medial portion)

woman raising her inner eyebrow

AU1 ACTION:ย Inner brow raiser lifts the medial brow and forehead area.

NOTE 1: Inner brow raiser is variable in wrinkle formation and range. This variability is due to a number of factors, a prominent factor being frontalis muscle variability.ย 

NOTE 2: Further reading on inner brow raiser – 1) Inner Brow Raiser Deep Dive, 2) The Secret Life of Inner Brow Raiser.

AU2 - outer brow raiser

frontalis muscle (the lateral portion)

woman raising the outer peaks of her eyebrows

AU2 ACTION:ย Outer brow raiser lifts the lateral brow and forehead areas.

NOTE: As mentioned with inner brow raiser, outer brow raiser is also variable in wrinkle formation and range. This variability is due to a number of factors, a prominent factor being frontalis muscle variability.

AU4 - brow lowerer

corrugator supercilii, depressor supercilii, and/or procerus muscles

woman furrowing her eyebrows looking angry

AU4 ACTION:ย Brow lowerer knits (corrugator supercilii) and lowers (procerus, depressor supercilii, and parts of corrugator supercilii) the brow area and lower central forehead. **Read NOTE below for important considerations.

NOTE: Brow lowerer can be performed by any or all of the above listed muscles. Though FACS lumps together the actions of all three of these muscles, when I teach facial anatomy and FACS, I separate out the movements. See more in the FACS Study Guide.

#notFACS indicates actions I have identified and coined that do not exist in FACS. Due to FACS’s original purpose as a facial behavior identification system, FACS lacks documentation for some finer, more nuanced facial movements. To fill this void, I have further defined my own nonFACS movements such as: vertical lip tightener, y-axis dimpler, open-eye blink, etc. If you work on lipsync technology or photoreal characters, these distinctions will be particularly useful.

ears up & back

#notFACS

auricular muscles (see notes below)

closeup of woman moving her ears up and back

EARS UP & BACK ACTION:ย Ears up & back lifts the ears and pushes them back.

NOTE1: This is not a FACS action. I have included this ear movement in the FACS Cheat Sheet, because I observe it happening relatively frequently.

NOTE 2: There are multiple auricular muscles. The superior auricular moves the ears up. The posterior auricular moves the ears back. The anterior auricular the moves ears forward. At present, I cannot separate these movements. The reference here shows posterior auricular + superior auricular movement.

EYE & CHEEK AREA

AU5 - upper lid raiser

levator palpebrae superioris muscle

closeup of woman widening her eyes

AU5 ACTION:ย Upper lid raiserย pulls the top eyelid up and back to widen the eyes.

NOTE: For more on upper lid raiser: (1A) – If you are a subscriber, view All About Upper Lid Raiser – or – (1B) View Stylized Facial Expression Design. (2) If you are not a subscriber, you can view the preview post of All About Upper Lid Raiser here.

AU6 - cheek raiser

orbicularis oculi muscle (the orbital portion)

woman smiling with her eyes

AU6 ACTION:ย Cheek raiser tightens the outer rings of the eye orbit and squeezes the lateral eye corners.

NOTE: For help differentiating cheek raiser from lid tightener, see Cheek Raiser vs. Lid Tightener.

AU7 - lid tightener

orbicularis oculi muscle (the pre-septal portion of the palpebral area)

closeup of woman narrowing her eyes

AU7 ACTION:ย Lid tightenerย tightens the rings around the eyelids and pushes the lower eyelid skin toward the inner eye corners.

NOTE: For help differentiating cheek raiser from lid tightener, see Cheek Raiser vs. Lid Tightener.

open-eyed blink

#notFACS

orbicularis oculi muscle (the pretarsal portion of the palpebral area)

closeup of woman moving her eyelashes

OPEN-EYED BLINK ACTION:ย Open-eyed blinkย tightens the innermost rings around the eyelids in a circular motion toward the inner eye corners.

NOTE: The pretarsal area is the portion of our orbicularis oculi muscle that is involved with blinking. See more breakdowns here.

AU45 - blink

orbicularis oculi muscle (the pretarsal portion of the palpebral area)**

AU45 - blink - orbicularis oculi - GIF - animated - Facial Action Coding System - FACS

AU45 ACTION:ย Blink closes and opens the eyes in a swift, fluid manner.

NOTE: Beyond pretarsal activation, blink also often consists of: (1) relaxation of levator palpebrae superioris and/or (2) forced closure from the preseptal portion of orbicularis oculi.

AU46 - wink

orbicularis oculi muscle

AU46 - wink - orbicularis oculi - Facial Action Coding System - FACS

AU46 ACTION:ย Wink closes one eye, usually with some compression.

NOTE: Unless you are a facial coder conducting behavioral research (and even then, the official FACS Manual lists AU46 โ€“ wink as โ€œoptionalโ€), the FACS shape for wink is not the most useful. I have included it because other FACS lists include it; however, I find it to be a clunky, unnecessary addition to most shape sets. That being said, orbicularis oculi does deserve better functional breakdowns beyond cheek raiser, blink, and lid tightener โ€“ but wink is not the way to go. In the near future, I will post a functional breakdown of orbicularis oculi. Sign up for monthly post updates to keep tabs on the latest content and breakdowns.

Melinda Ozel - nasolabial furrow deepener - infraorbital triangle - facial landmarks

MIDDLE FACE & NASOLABIAL AREA

AU9 - nose wrinkler

levator labii superioris alaeque nasi (+ usually depressor supercilii and/or procerus) muscle(s)

AU9 - nose wrinkler - FACS - Facial Action Coding System - disgust reference

AU9 ACTION:ย Nose wrinkler lifts the sides of the nose, nostrils, and central upper lip area.ย 

NOTE: The brow lowering you see in nose wrinkler is not directly caused by the levator labii superioris alaeque nasi (LLSAN) muscle. Rather, it is caused by the brow lowering muscles often paired with nose wrinkler: depressor supercilii and procerus. There is variable interconnectivity between these muscles and the LLSAN.

AU10 - upper lip raiser

levator labii superioris muscle

AU10 - upper lip raiser - FACS - Facial Action Coding System

AU10 ACTION:ย Upper lip raiser lifts top lip in a manner more lateral than nose wrinkler but more medial than nasolabial furrow deepener.

NOTE: For help differentiating between upper lip raiser and nasolabial furrow deepener: (1)ย If you are a subscriber view: Upper Lip Raiser vs. Nasolabial Furrow Deepener. (2)ย If you are not a subscriber, you can view the preview post of Upper Lip Raiser vs. Nasolabial Furrow Deepener here.

AU11 - nasolabial furrow deepener

zygomaticus minor muscle

AU11 - nasolabial furrow deepener - FACS - Facial Action Coding System

AU11 ACTION:ย Nasolabial furrow deepenerย lifts and stretches the top lip (in a more lateral and oblique manner than nose wrinkler or upper lip raiser).

NOTE: For help differentiating between upper lip raiser and nasolabial furrow deepener: (1)ย If you are a subscriber view: Upper Lip Raiser vs. Nasolabial Furrow Deepener. (2) a subscriber, you can view the preview post of Upper Lip Raiser vs. Nasolabial Furrow Deepener here.

AU38 - nostril dilator

dilator naris (alar portion of nasalis) muscle

AU38 - nostril dilator - FACS

AU38 ACTION:ย Nostril dilator expands / widens the nostril wings allowing for deeper air intake.

AU39 - nostril compressor

compressor naris (tranverse portion of nasalis)+ depressor septi muscles

AU39 - nostril_compressor

AU39 ACTION:ย Nostril compressor narrows the nostril wings while also often lowering the nose tip.

LIP CORNER MOVERS

AU12 - lip corner puller

zygomaticus major muscle

AU12 - lip corner puller - FACS - Facial Action Coding System

AU12 ACTION:ย Lip corner pullerย draws the lip corners up, back, and laterally.

AU13 - sharp lip puller

levator anguli oris muscle

AU13 ACTION:ย Sharp lip puller (formerly known as cheek puffer)ย draws the lip corners upward.

AU14 - dimpler

partially #notFACS

ย See “NOTE” below.

buccinator muscle

AU14 - y-axis dimpler -FACS - Facial Action Coding System

y-axis type
(superior + inferior portions of buccinator)

dimpler - z-axis type

z-axis type
(posterior portion of buccinator)

AU14 - dimpler FACS

y-axis type + z-axis type
(inferior + superior + posterior portions of buccinator)

AU14-y ACTION:ย Dimplerย of the y-axis type pinches the lip corners against each other on a vertical plane.

AU14-z ACTION:ย Dimplerย of the z-axis type draws the lip corners back against the teeth.

NOTE: y-axis and z-axis dimplers are not FACS-official terms. Classic FACS describes dimpler as the y+z-axis combo type. Learn why I’ve coined y and z distinctions here.

AU15 - lip corner depressor

depressor anguli oris muscle

AU15 - lip corner depressor - FACS - Facial Action Coding System

AU15 ACTION:ย Lip corner depressorย draws the lip corners downward.

AU18 - lip pucker

incisivus labii inferioris & incisivus labii superioris muscles

AU18 - lip pucker (kiss face) - FACS - Facial Action Coding System

AU18 ACTION:ย Lip puckerย draws the lip corners medially causing the fleshy part of the lips to collect toward the midline of the face and protrude.

NOTE 1: Incisivus labii superioris and incisivus labii inferioris are considered accessory muscles to orbicularis oris.

NOTE 2: Lip pucker typically co-activates vertical lip tightenerย (as seen in this example). Learn more about vertical lip tightener under the “ORBICULARIS ORIS ACTIONS” section below.

AU20 - lip stretcher

risorius muscle

closeup of woman's lower face stretching her lips

AU20 ACTION:ย Lip stretcher draws the lip corners laterally, stretching the fleshy part of the lips.

NOTE1: Not to be confused with mouth stretch. Mouth stretch refers to forced (not due to relaxation) jaw lowering (see “JAW ACTIONS” section below).

NOTE2: Risorius is one of the most variable facial muscles in humans. Depending on the study, it has been reported missing in anywhere from 1-94% of research subjects. Risorius is narrow and difficult to locate; so it is possible that this discrepancy in statistics is partly inflated due to methodological study errors. For more on anatomical variation, book a studio lecture on facial muscle diversity

LOWER LIP & CHIN AREA

AU16 - lower lip depressor

depressor labii inferioris muscle

AU16 - lower lip depressor - FACS - Facial Action Coding System

AU16 ACTION:ย Lower lip depressor draws the lower lip downward and laterally.

AU17 - chin raiser

mentalis muscle

AU17 - chin raiser - FACS - Facial Action Coding System

AU17 ACTION:ย Chin raiserย pushes the up lower lip and chin area.

NOTE: The lower lip may protrude to a degree in some instances of chin raiser; however, if you are seeing significant protrusion in a person attempting chin raiser, they are likely triggering non-target orbicularis oris actions as well.

ORBICULARIS ORIS ACTIONS

AU8 - lips toward each other

orbicularis oris muscle

AU8 - lips toward each other - howler mouth

AU8 ACTION:ย Lips toward each other brings the upper and lower lips toward each other by lowering the top lip and raising the bottom lip. Lips toward each other functions as a way to bring the lips back together from actions that may separate the lips. In the above reference, AU26 – jaw drop is the cause of separated lips, and AU8 is used to close the lips while allowing the jaw to remain open. In tools like ARKit and Android XR, AU8 is solely used to counteract the lip opening caused by AU26; however, on real faces, AU8 is not limited to counteracting jaw opening. In fact, AU8 can be used to counteract anything that causes the lips to separate. For instance, if a strong AU9 causes the lips to part, the action of AU8 can bring the lips together while retaining other aspects of AU9.

AU22 - lip funneler

orbicularis oris muscle (peripheral portion)

AU22 - lip funneler - FACS - Facial Action Coding System

AU22 ACTION:ย Lip funneler projects the lips forward and fans them outward.

AU23 - lip tightener

partially #notFACS

ย See “NOTE” below.

orbicularis oris (marginal portion)

horizontal type

AU23 - lip tightener - horizontal-type - FACS - Facial Action Coding System

AU23 ACTION (horizontal type):ย Lip tightener thins the lips. Think of it as the top lip and the bottom lip each collapsing upon itself.

vertical type
(thinking of calling it lip cincher)

woman tightening and tensing her lips

AU23 ACTION (vertical type):ย Lip cincher constricts the lips toward the midline of the face.

NOTE: This 2-type distinction is a deviation from official FACS. Only โ€œhorizontal typeโ€ qualifies as lip tightener in original FACS. I have chosen to divide lip tightener into two types, because the lips tighten in distinct manners. The muscle behind both movements, orbicularis oris, possesses rich variation in fiber directionality; such directional variation yields more potential actions for orbicularis oris than have thus far been documented. The distinction of horizontal vs. vertical lip tightening proves especially useful when breaking down speech. For speech references, visit the Viseme Cheat Sheet.

AU24 - lip presser

orbicularis oris muscle (marginal portion)

AU24 - lip presser - FACS - Facial Action Coding System

AU24 ACTION:ย Lip presserย compresses the top and bottom lip against each other.

NOTE: You may see lip presser spelled as “lip pressor” in many sources. The widespread misspelling of “pressor” can be traced back to a small typoย in the FACS Investigator’s Guide. In the Inv. Guide there is one instance on page 6 ( which is also home to other typos such as “lip tightner” forย lip tightener), where lip presser is spelled “lip pressor.” Though the entireย FACS Manual refers to AU24 as “lip presser,” the “pressor” typo from the Investigator’s Guideย has somehow spiraled out of control and is misspelled almost everywhere, including in Google’s Android XR and Meta’s OpenXR.

FURTHER READING: Read about lip presser asymmetries in speech here: M-B-P Bilabial Visemes. (Useful for those working on lipsync and automated speech solutions.)

AU28 - lips suck

orbicularis oris muscle (marginal and peripheral portions)

AU28 - lips suck -orbicularis oris - FACS - Facial Action Coding System

AU28 ACTION:ย Lips suck draws the lips into the mouth opening and wraps them around the teeth.

NOTE 1: AU17 โ€“ chin raiser appears during the in-between steps. I cannot perform this action without assistance from AU17 during the transition to the final pose. Mentalis appearance during lips suck is likely the case for many others as well.

NOTE 2: Jaw drop is almost always required for lips suck.

JAW ACTIONS

AU26 - jaw drop

relaxation of masseter, temporalis, and medial pterygoid muscles

AU26 - jaw drop - FACS - Facial Action Coding System

AU26 ACTION:ย Jaw dropย lowers the lower mandible (jaw) in a relaxed (unforced) manner.

AU27 - mouth stretch

lateral pterygoid and the suprahyoid (anterior digastric, geniohyoid, and mylohyoid) muscles

AU27 ACTION:ย Mouth stretchย forcefully lowers the lower mandible (jaw). Unlike AU26, the action of AU27 is not due to relaxation.

NOTE: Because the word “mouth” is quite ambiguous and can colloquially refer to either the lips and/or jaw, mouth stretch can be easily confused with similarly-named actions like lip stretcher. Be aware of the nuances in naming when working with toolkits such as ARKit and ICT-FaceKit, both of which have renamed AU20 –ย lip stretcher as mouth stretch (lol). The mouth stretch in ARKit and ICT-FaceKit is not the same as the official and original mouth stretch from FACS. It is both unfortunate and confusing that mouth stretch (1) was named so poorly to begin with, and (2) that ARKit and ICT-FaceKit have exacerbated the confusion with name swapping.ย Mouth stretch would have been better suited with a more pointed name like “jaw stretch.” Ultimately, it is what it is; so be careful out there.

AD29 - jaw thrust

medial & lateral pterygoid muscles and some masseter

AD29 - jaw thrust - FACS - Facial Action Coding System

AD29 ACTION:ย Jaw thrustย pushes the lower mandible (jaw) forward.

NOTE: “AD” refers to “action descriptor.” An action descriptor is basically a less fleshed out action unit (AU). ADs differ in that they function more as event descriptors.

AD 30 - jaw sideways

medial & lateral pterygoid muscles and temporalis

AD30 - jaw sideways - FACS - Facial Action Coding System

AD30 ACTION:ย Jaw sidewaysย moves the lower mandible (jaw) to the side (either left or right).

AU31 - jaw clencher

temporalis, masseter, and medial pterygoid muscles

AU31 - jaw clencher referenece - FACS Facial Action Coding System

AU31 ACTION:ย Jaw clencherย brings the lower mandible (jaw) upward causing it to press against the upper mandible.

MISCELLANEOUS ACTIONS

AU21 - neck tightener

platysma muscle

AU21 - neck tightener - FACS - Facial Action Coding System

NOTE: You may see some AU20 – lip stretcher in the AU21 – neck tightener example and vice versa. This concurrence is due to a close relationship between the risorius and platysma muscles.

AU25 - lips part

it depends**

AU25 - lips part - FACS - Facial Action Coding System

NOTE: In FACS, AU25 – lips part, refers to the state of the lips being parted. This parting can be caused by any action that separates the lips – e.g. relaxation of mentalis, relaxation of orbicularis oris, contraction of other muscles, etc.

ACTION DESCRIPTORS

“AD” refers to “action descriptor.” An action descriptor is basically a less fleshed out action unit (AU). ADs differ in that they function more as event descriptors.

AD19 - tongue show

it depends**

AD19 - tongue show - FACS - Facial Action Coding System

AD32 - bite

it depends**

AD32 - bite - FACS reference - Facial Action Coding System

AUD33 - blow

it depends**

AD33 - blow - FACS reference - Facial Action Coding System

AD34 - puff

it depends**

cheekPuff - ARKit vs. AD34 - puff - FACS

AD35 - suck

it depends**

AD35 - suck - FACS reference - Facial Action Coding System

AD36 - bulge

it depends**

AD36 - bulge - FACS reference - Facial Action Coding System

AD36 - lip wipe

it depends**

AD37 - lip wipe - FACS reference - Facial Action Coding System

How to Cite This Page

APA:
Ozel, M. (2020, February). FACS Cheat Sheet. Face the FACS. https://melindaozel.com/facs-cheat-sheet/

BibTeX:

@misc{ozel2020facs,
  author = {Ozel, Melinda},
  title = {FACS Cheat Sheet},
  year = {2020},
  month = feb,
  howpublished = {\url{https://melindaozel.com/facs-cheat-sheet/}}
}

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